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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2022-11-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Capital Investment Group, Inc | Raleigh | NC | 09/2014 | 05/2022 |
| Capital Investment Advisory Services, Llc | Raleigh | NC | 09/2014 | 05/2022 |
| Unemployed | Roanoke | VA | 05/2022 | 07/2022 |
| Equitable Advisors, Llc | New York | NY | 08/2022 | 09/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Roanoke | VA | 10/2022 | Present |
| Bank Of America, N.A | Roanoke | VA | 11/2022 | Present |
I*1881269 Entity Type, Name of OBA: Rescue Mission Address: Roanoke, VA 24013 Investment Related: No Position, Title, Association: No Employee Start Date: 06/20/2024 No Hours: 2 No Hours during trading: 0 Duties: Rescue Mission feeds the homeless in Roanoke. I have a background in managing restaurants. My expected responsibilities are general knowledge of restaurants and assistance with donations. I*: 2486265 Entity Type: Fiduciary role Name of OBA: S.M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney for spouse I*: 2486266 Entity Type: Fiduciary role Name of OBA: S. M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: POA for spouse I*: 2486267 Entity Type: Fiduciary role Name of OBA: J. M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney for child I*2658299, Entity Type: , Name of OBA: L M, Address: Roanoke, Virginia, 24018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-29 |
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