Matthew L Mowles

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2014 → 05/2022
  Capital Investment Group, Inc
  Raleigh, NC
• 09/2014 → 05/2022
  Capital Investment Advisory Services, Llc
  Raleigh, NC
• 05/2022 → 07/2022
  Unemployed
  Roanoke, VA
• 08/2022 → 09/2022
  Equitable Advisors, Llc
  New York, NY
• 10/2022 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Roanoke, VA
• 11/2022 → Present
  Bank Of America, N.A
  Roanoke, VA

Previous Registrations

• 2022-08-31 → 2022-09-28
  Equitable Advisors, Llc
  Roanoke, VA
• 2014-09-05 → 2022-05-06
  Capital Investment Advisory Services, Llc
  Raleigh, NC
  Roanoke, VA
• 2012-01-03 → 2014-09-11
  Wells Fargo Clearing Services, Llc
  Roanoke, VA
• 2008-05-16 → 2011-11-30
  Msi Financial Services, Inc.
  Roanoke, VA
• 2008-03-13 → 2008-05-13
  Edward Jones
  St Louis, MO

Other Businesses

I*1881269 Entity Type, Name of OBA: Rescue Mission Address: Roanoke, VA 24013 Investment Related: No Position, Title, Association: No Employee Start Date: 06/20/2024 No Hours: 2 No Hours during trading: 0 Duties: Rescue Mission feeds the homeless in Roanoke. I have a background in managing restaurants. My expected responsibilities are general knowledge of restaurants and assistance with donations. I*: 2486265 Entity Type: Fiduciary role Name of OBA: S.M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney for spouse I*: 2486266 Entity Type: Fiduciary role Name of OBA: S. M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: POA Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: POA for spouse I*: 2486267 Entity Type: Fiduciary role Name of OBA: J. M. Address: Roanoke, VA 24018 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 05/22/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Power of Attorney for child I*2658299, Entity Type: , Name of OBA: L M, Address: Roanoke, Virginia, 24018, Investment Related: N, Position, Title, Association: Power of Attorney, Employee State Date: 07/24/2025, No Hours: 0 Monthly, No Hours during Trading: 0 Monthly, Duties:

Exams

• S66 Uniform Combined State Law Examination
  2008-02-29

Other Names

• Matt Mowles
• Matthew Lewis Mowles