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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2019-12-23 |
| TX | RA | APPROVED_RES | 2017-07-13 |
Branch Locations
5191 Mowry Ave, Fremont, CA 94538 • United States
2033 N Main Street 9Th Floor [Nk/Nl-Rbo], Walnut Creek, CA 94596 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Fremont | CA | 01/2011 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Fremont | CA | 11/2016 | Present |
RENTAL PROPERTY, INV RELATED, KOPOLEI, HI, 100% OWNERSHIP, START 8/4/2016, 0 HOURS, DUTIES: LANDLORD. RENTAL PROPERTY, INV RELATED, KATY, TX, 100% OWNERSHIP, START 11/1/2021, ZERO HOURS PER MONTH, ZERO HOURS DURING TRADING. JDM IMPORTS VEHICLE LLC, NOT INV RELATED, KALISPELL, MT, 100% OWNERSHIP, START 8/29/24, 1 HR PER MONTH, 0 HRS DURING TRADING, WILL HOLD TITLE TO VEHICLE;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2001-08-27 |
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