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Michael Joseph Esenbock

Commonwealth Financial Network

Glastonbury, CT

Lexington, KY

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-02-16
  • CT RA
    APPROVED
    Since 2023-02-16

Branch Locations

701 Hebron Ave, Glastonbury, CT 06033 • United States

Lexington, KY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Lexington KY 04/2008 03/2019
Bank Of America, Na Lexington KY 11/2009 03/2019
Morgan Stanley Lexington KY 03/2019 09/2021
Transamerica Capital Inc Denver CO 06/2022 02/2023
Tata Consultancy Services Hiawatha IA 06/2022 02/2023
Amerisave Lexington KY 09/2021 06/2022
Commonwealth Financial Network Waltham MA 02/2023 Present
  • 04/2008 → 03/2019
    Merrill Lynch
    Lexington, KY
  • 11/2009 → 03/2019
    Bank Of America, Na
    Lexington, KY
  • 03/2019 → 09/2021
    Morgan Stanley
    Lexington, KY
  • 06/2022 → 02/2023
    Transamerica Capital Inc
    Denver, CO
  • 06/2022 → 02/2023
    Tata Consultancy Services
    Hiawatha, IA
  • 09/2021 → 06/2022
    Amerisave
    Lexington, KY
  • 02/2023 → Present
    Commonwealth Financial Network
    Waltham, MA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-09-18
S63 Uniform Securities Agent State Law Examination 2008-01-18
  • S66 Uniform Combined State Law Examination
    2009-09-18
  • S63 Uniform Securities Agent State Law Examination
    2008-01-18
Other Names
  • Michael J Esenbock
  • Michael J Esenbock
  • Michael Esenbock

View on SEC IAPD

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Other Offices

USI ADVISORS · GLASTONBURY, CT
USI SECURITIES, INC. · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Glastonbury, CT
CETERA INVESTMENT ADVISERS LLC · GLASTONBURY, CT
AMERIPRISE FINANCIAL SERVICES, LLC · GLASTONBURY, CT
JANNEY MONTGOMERY SCOTT LLC · Glastonbury, CT
INTEGRATED WEALTH CONCEPTS LLC · GLASTONBURY, CT
CORNERSTONE PLANNING GROUP · Glastonbury, CT

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