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Sofia Reyes Mundy

Rbc Capital Markets, LLC

San Diego, CA

La Mesa, CA

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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-12-06
CA RA APPROVED 2023-11-27
  • TX RA
    APPROVED
    Since 2023-12-06
  • CA RA
    APPROVED
    Since 2023-11-27

Branch Locations

655 W. Broadway Ste 1000, San Diego, CA 92101-8485 • United States

La Mesa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Diego CA 11/2007 04/2021
Rbc Capital Markets, Llc San Diego CA 04/2021 Present
  • 11/2007 → 04/2021
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Diego, CA
  • 04/2021 → Present
    Rbc Capital Markets, Llc
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-11-27
  • S66 Uniform Combined State Law Examination
    2023-11-27
Other Names
  • Sonia Sofia Reyes
  • Sonia S Reyes
  • Sofia R Mundy

View on SEC IAPD

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