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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2014-01-17
  • MN RA
    APPROVED
    Since 2014-01-17

Branch Locations

3039 S Service Dr, Red Wing, MN 55066 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc. Fairfield IA 11/2008 Present
Fitschen Tax & Accounting Red Wing MN 08/1997 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 01/2010 Present
Other Businesses

1) FITSCHEN TAX & ACCOUNTING, 3039 S. SERVICE DR., RED WING, MN 55066. BEGAN 01/01/1990 AS A OWNER AND TAX PREPARATION AND ACCOUNTING. NOT INVESTMENT RELATED. 2500HR/YR, 2080HR/YR DURING TRADING. 2) TASC, 2302 International Lane, Madison WI. Rep for Compliance services for Employee Benefit Plans. 11/03/2010, not investment related, 12/yearly, 12/trade. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA, INV REL, 160 HR/MO - 120 HR/MO TRADING. 01/07/2010 4) SELF RENTAL, 3039 S SERVICE DR, RED WING MN, 10/2015, REAL ESTATE RENTAL, NIR, 0 HR/MO - 0 HR TRADING

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2009-12-21
  • S63 Uniform Securities Agent State Law Examination
    2009-12-21

View on SEC IAPD

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