Michael Joseph Broker

Current Employers

Employment History

• 12/2007 → 12/2017
  National Planning Corporation
  Denver, CO
• 11/2015 → Present
  Trilogy Capital, Inc
  Huntington Beach, CA
• 11/2017 → 03/2026
  Lpl Financial Llc
  Denver, CO
• 11/2008 → 11/2017
  Trilogy Financial Services
  Denver, CO
• 11/2017 → 10/2022
  Trilogy Financial Services
  Denver, CO
• 10/2022 → Present
  Trilogy Financial Services
  Denver, CO

Previous Registrations

• 2008-02-13 → 2016-12-31
  National Planning Corporation
  Denver, CO
  Greenwood Village, CO
  Los Angeles, CA

Other Businesses

1. 11/29/2017 - MJB Financial Inc - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - President - Start Date 1/1/2009 - 160 Hours Per Month / 140 Hours During Trading. 2. 02/21/2018 - Trilogy Capital, Inc. - Investment Related - At Reported Business Location(s) - Investment Advisor Representative - Start Date 12/1/2015 - 120 Hours Per Month - I provide investment advisory services through Trilogy Capital, Inc., an independent investment advisor firm. I started this business activity in 11/2017. I expect to spend approximately 120 hours per month on this activity. Please see the advisory firms Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. 3. 1/12/2021 - Fit Financial Approach - Not Investment Related - Home Based - Other-Author - Start Date: 2/15/2021 - 10 Hours Per Month/0 Hours During Securities Trading. 4. 2/2/2022 - Fit Financial Approach - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 09/24/2021 - 1 Hour Per Month During Securities Trading. 5. 11/16/2022 - University of Denver - Not Investment Related - 2101 S University Blvd Denver, CO 80210 - Teaching - Adjunct Professor - Start Date - 01/09/2023 - 16 Hours Per Month/16 Hours During Securities Trading 6. 04/04/2024 - Trilogy Financial - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Executive Vice President - Start Date: 01/21/2008 - 160 Hours Per Month/100 Hours During Securities Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-02-11
• S63 Uniform Securities Agent State Law Examination
  2008-01-26

Designations

Other Names

• Michael Broker