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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-01-19
TX RA APPROVED 2022-01-19
  • NY RA
    APPROVED
    Since 2022-01-19
  • TX RA
    APPROVED
    Since 2022-01-19

Branch Locations

155 East 44Th St 12Th Floor, New York, NY 10017 • United States

Sunnyside, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank New York NY 07/2017 05/2020
Jp Morgan Securities Llc New York NY 07/2017 02/2020
Hartworks Staffing New Hartford NY 05/2017 07/2019
Life Alert New York NY 11/2016 04/2017
Unemployed Sunnyside NY 08/2016 11/2016
Mass Mutual Life Insurance Company New York NY 05/2021 Present
Mml Investors Services New York NY 06/2021 Present
Unemployed Sunnyside NY 05/2020 05/2021
  • 07/2017 → 05/2020
    Jp Morgan Chase Bank
    New York, NY
  • 07/2017 → 02/2020
    Jp Morgan Securities Llc
    New York, NY
  • 05/2017 → 07/2019
    Hartworks Staffing
    New Hartford, NY
  • 11/2016 → 04/2017
    Life Alert
    New York, NY
  • 08/2016 → 11/2016
    Unemployed
    Sunnyside, NY
  • 05/2021 → Present
    Mass Mutual Life Insurance Company
    New York, NY
  • 06/2021 → Present
    Mml Investors Services
    New York, NY
  • 05/2020 → 05/2021
    Unemployed
    Sunnyside, NY
Other Businesses

(1) Name: Liam McGann Inv rel: Y Add: Residential Address Nature: Outside Insurance Sales Position: Independent Insurance Agent Start date: 12/27/2022 No. HR/MO: 10 No. HR/MO during sec trading: 10 Describe duties: Life, Fixed Annuities, Disability, Long-term care, & Health.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-12-20
S63 Uniform Securities Agent State Law Examination 2007-12-31
  • S65 Uniform Investment Adviser Law Examination
    2021-12-20
  • S63 Uniform Securities Agent State Law Examination
    2007-12-31

View on SEC IAPD

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