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Julian Paul Bourgeois

LPl Financial LLC

Baton Rouge, LA

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2020-01-09
TX RA APPROVED_RES 2019-12-11
  • LA RA
    APPROVED
    Since 2020-01-09
  • TX RA
    APPROVED_RES
    Since 2019-12-11

Branch Locations

4220 Bluebonnet Blvd Ste B, Baton Rouge, LA 70809 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hancock Investment Services, Inc. Baton Rouge LA 07/2011 12/2019
Lpl Financial, Llc Baton Rouge LA 12/2019 Present
  • 07/2011 → 12/2019
    Hancock Investment Services, Inc.
    Baton Rouge, LA
  • 12/2019 → Present
    Lpl Financial, Llc
    Baton Rouge, LA
Previous Registrations
  • 2011-08-25 → 2020-01-09
    Hancock Whitney Investment Services Inc.
    Baton Rouge, LA
    Greenwell Springs, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Gonzales, LA
    New Orleans, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Baton Rouge, LA
    Denham Springs, LA
Other Businesses

1) 1/2019 - Real Estate Rental - Julian Bourgeois - Investment Related - 3113 Pentagon Ct Baton Rouge, LA 70810 2) 12/2019 - DBA for LPL Business (entity for LPL business) - Champion Wealth Strategies - Investment Related - Baton Rouge, LA 70809 Ct Baton Rouge, LA 70810 3) 1/2019 - Business Entity For Tax/Investment Purposes Only - JPB REAL ESTATE LLC - Investment Related - 3113 Pentagon Ct Baton Rouge, LA 70810 4) 1/2007 - Real Estate Rental - Julian Bourgeois - Investment Related - 3113 Pentagon Ct Baton Rouge, LA 70810 5) 12/11/2019 - JPB LA INVESTMENT LLC - Not Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 2019.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-06-22
S63 Uniform Securities Agent State Law Examination 2010-12-28
  • S65 Uniform Investment Adviser Law Examination
    2012-06-22
  • S63 Uniform Securities Agent State Law Examination
    2010-12-28
Other Names
  • Julian B Bourgeois

View on SEC IAPD

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Other Investors

RYAN MATTHEW MALONE
Andrew K Scholl
DANIELLE T CREPPEL
Thomas S Piland
BRIAN M SARTIN
Michael T Fels
Paul B Langston
TERENCE E GINN

Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
CETERA INVESTMENT ADVISERS LLC · BATON ROUGE, LA
RAYMOND JAMES & ASSOCIATES, INC. · BATON ROUGE, LA
BERNHARD CAPITAL PARTNERS MANAGEMENT, LP · BATON ROUGE, LA
MORGAN STANLEY · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · Baton Rouge, LA
J.P. MORGAN SECURITIES LLC · BATON ROUGE, LA

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