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5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-01-06 |
| CO | RA | APPROVED | 2018-03-16 |
Branch Locations
8871 Ridgeline Blvd Suite 100, Highlands Ranch, CO 80129 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Kummer Financial Strategies, Llc | Highlands Ranch | CO | 01/2018 | 12/2018 |
| Kummer Financial Strategies, Inc. | Highlands Ranch | CO | 03/2016 | 01/2018 |
| Msec, Llc | Highlands Ranch | CO | 03/2018 | Present |
| Mariner Wealth Advisors | Highlands Ranch | CO | 03/2018 | Present |
MSEC, LLC, 8871 Ridgeline Blvd, Suite 100, Highlands Ranch, CO 80129; Investment related; Associate; Start Date 3/2018; 40 HRS/WK During Securities Hours MARINER WEALTH ADVISORS, START: 03.15.18; 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, RIA, WEALTH ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2003-07-25 |
| S63 | Uniform Securities Agent State Law Examination | 2000-07-19 |
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