Eric John Haberkorn

Employer firm

Mariner CRD 140195

$125B regulatory AUM 216 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2018 → 12/2018
  Kummer Financial Strategies, Llc
  Highlands Ranch, CO
• 03/2016 → 01/2018
  Kummer Financial Strategies, Inc.
  Highlands Ranch, CO
• 03/2018 → Present
  Msec, Llc
  Highlands Ranch, CO
• 03/2018 → Present
  Mariner Wealth Advisors
  Highlands Ranch, CO

Previous Registrations

• 2018-02-05 → 2018-12-31
  Kummer Financial Strategies, Llc
  Highlands Ranch, CO
• 2005-01-05 → 2016-03-14
  Tiaa-Cref Individual & Institutional Services, Llc
  Glendale, CO
  Denver, CO
  Denver, CO
  Denver, CO
• 2004-06-08 → 2004-10-07
  Charles Schwab & Co., Inc.
  CO

Other Businesses

MSEC, LLC, 8871 Ridgeline Blvd, Suite 100, Highlands Ranch, CO 80129; Investment related; Associate; Start Date 3/2018; 40 HRS/WK During Securities Hours MARINER WEALTH ADVISORS, START: 03.15.18; 8871 RIDGELINE BLVD., STE. 100, HIGHLANDS RANCH, CO 80129, RIA, WEALTH ADVISOR, INVESTMENT RELATED, 160 HOURS PER MONTH, 8 HOURS PER DAY DURING TRADING HOURS.

Exams

• S66 Uniform Combined State Law Examination
  2003-07-25
• S63 Uniform Securities Agent State Law Examination
  2000-07-19

Designations

• Certified Financial Planner