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Kenneth Robert Surick

J.P. Morgan Securities LLC

Jersey City, NJ

New York, NY

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-01-27
NJ RA APPROVED 2022-03-01
  • TX RA
    APPROVED_RES
    Since 2025-01-27
  • NJ RA
    APPROVED
    Since 2022-03-01

Branch Locations

575 Washington Blvd Floor 9 & 10, Jersey City, NJ 07310 • United States

270 Park Ave Floor 10, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Pennington NJ 08/2016 12/2021
J.P. Morgan Securities Llc Jersey City NJ 01/2022 Present
Jpmorgan Chase Bank, N.A. Jersey City NJ 01/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-02
  • S66 Uniform Combined State Law Examination
    2008-05-02
Other Names
  • Ken Robert Surick
  • Kenny Robert Surick
  • Kenneth Surick
  • Ken Surick
  • Kenneth Robert Surick
  • Kenneth Robert Surick
  • Kenneth Robert Surick

View on SEC IAPD

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