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1712 Main Street Suite 400, Kansas City, MO 64108 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-08-29 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
1712 Main Street Suite 400, Kansas City, MO 64108 • United States
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2019-02-12 |
Branch Locations
1138 N Alma School Rd Suite 201, Mesa, AZ 85201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Galloway Asset Management, Llc | Mesa | AZ | 10/2007 | 05/2017 |
| Galloway Asset Management, Llc | Mesa | AZ | 01/2019 | 01/2021 |
| Unemployed | Chandler | AZ | 05/2017 | 01/2019 |
| Galloway Asset Management, Llc | Mesa | AZ | 01/2021 | Present |
| Modern Wealth Management, Llc | Mesa | AZ | 08/2025 | Present |
1. OWNERSHIP OF BUSINESS ENTITY, PUBLIC SAFETY FINANCIAL, 1138 N ALMA SCHOOL ROAD, STE 201, MESA, AZ 85201, FINANCIAL PLANNING SPECIALIST, SINCE 5/1/11; 0 HOURS WORKED PER MONTH; 0 HOURS DURING SECURITIES TRADING HOURS; PUBLIC SAFETY FINANCIAL, LLC OWNS GALLOWAY ASSET MANAGEMENT, IN WHICH REGISTERED ADVISOR BUSINESS IS CONDUCTED.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-13 |
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