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Simon H Maynard

J.P. Morgan Securities LLC

Columbus, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2024-09-18
TX RA APPROVED 2024-09-17
  • OH RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED
    Since 2024-09-17

Branch Locations

1111 Polaris Pkwy Floor 1C, Columbus, OH 43240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Columbus OH 06/1997 Present
Jpmorgan Chase Bank, N.A. Columbus OH 11/2016 Present
Previous Registrations
  • 2008-02-25 → 2008-10-01
    J.P. Morgan Securities Inc.
    Columbus, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-02-15
S65 Uniform Investment Adviser Law Examination 2003-06-07
  • S66 Uniform Combined State Law Examination
    2008-02-15
  • S65 Uniform Investment Adviser Law Examination
    2003-06-07
Designations
Other Names
  • Simon Maynard
  • Simon Hershey Maynard

View on SEC IAPD

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Other Offices

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLUMBUS, OH
EDELMAN FINANCIAL ENGINES · COLUMBUS, OH
ACCOLADE ASSET/LIABILITY ADVISORY SERVICES · COLUMBUS, OH
SIGNATURE EQUITY PARTNERS, LLC · Columbus, OH
STRATEGIC ADVISERS LLC · COLUMBUS, OH
PARK AVENUE SECURITIES LLC · COLUMBUS, OH
W&S BROKERAGE SERVICES, INC. · Columbus, OH
AMERIPRISE FINANCIAL SERVICES, LLC · COLUMBUS, OH

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