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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-03-28
FL RA APPROVED 2013-10-04
  • TX RA
    APPROVED_RES
    Since 2016-03-28
  • FL RA
    APPROVED
    Since 2013-10-04

Branch Locations

6710 Forest Hill Blvd, West Palm Beach, FL 33413 • United States

4660 Forest Hill Blvd, West Palm Beach, FL 33415 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc West Palm Beach FL 10/2013 Present
Jpmorgan Chase Bank, N.A. West Palm Beach FL 10/2013 Present
  • 10/2013 → Present
    West Palm Beach, FL
  • 10/2013 → Present
    Jpmorgan Chase Bank, N.A.
    West Palm Beach, FL
Previous Registrations
  • 2012-08-29 → 2013-10-01
    Lantana, FL
    West Palm Beach, FL
    Lantana, FL
    Palm Springs, FL
    Lake Worth, FL
    Boynton Beach, FL
    Lake Worth, FL
    Boynton Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
    Lake Worth, FL
    West Palm Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
    West Palm Beach, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-17
S63 Uniform Securities Agent State Law Examination 2007-12-21
  • S65 Uniform Investment Adviser Law Examination
    2012-07-17
  • S63 Uniform Securities Agent State Law Examination
    2007-12-21
Other Names
  • Pedro Freitas

View on SEC IAPD

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