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45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-24 |
Branch Locations
1600 West Loop South, Suite 700, Houston, TX 77027 • United States
300 Crescent Court Suite 1450, Dallas, TX 75201 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bank Of America, N.A | Houston | TX | 08/2010 | 04/2026 |
| Rockefeller Financial Llc | Houston | TX | 04/2026 | Present |
I*811279 For profit or not for profit: Entity Charitable Name of outside business organization: Houston House Foundation Investment related: N Address of business: Houston, Texas, 77030 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 4/20/2022 Number of hours devoted: 6 hour(s) Yearly Number of hours devoted during trading hours: 3 Duties: , THE PRIMARY PURPOSE OF THE HOUSTON HOUSE FOUNDATION IS TO PROVIDE LONG-TERM FINANCIAL SUPPORT OT THE RONALD MCDONALD HOUSE OF HOUSTON, INC. This board governs the Houston House Foundation, which exists to support the Ronald McDonald House of Houston (which has a separate board). So the board I'm joining (and have been an advisor to) has the responsibility to oversee the Foundation assets, and approve any distributions requested by the Ronald McDonald House of Houston. This could be for operating expenses, or for special projects. There's not a separate investment committee within this board. I*349881 For profit or not for profit: Name of outside business organization: Houston House Foundation Investment related: N Address of business: Houston, Texas, 77030 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I attend meetings of the Foundation's investment committee and participate in their discussions. We have 3rd party investment managers who determine the investment allocations so ours is simply an oversight function.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-03-06 |
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