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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-04-24
  • TX RA
    APPROVED
    Since 2026-04-24

Branch Locations

1600 West Loop South, Suite 700, Houston, TX 77027 • United States

300 Crescent Court Suite 1450, Dallas, TX 75201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bank Of America, N.A Houston TX 08/2010 04/2026
Rockefeller Financial Llc Houston TX 04/2026 Present
Previous Registrations
Other Businesses

I*811279 For profit or not for profit: Entity Charitable Name of outside business organization: Houston House Foundation Investment related: N Address of business: Houston, Texas, 77030 Nature of business: ["Charitable Organization"] Position, title, association: ["Board Member"], Start date of relationship: 4/20/2022 Number of hours devoted: 6 hour(s) Yearly Number of hours devoted during trading hours: 3 Duties: , THE PRIMARY PURPOSE OF THE HOUSTON HOUSE FOUNDATION IS TO PROVIDE LONG-TERM FINANCIAL SUPPORT OT THE RONALD MCDONALD HOUSE OF HOUSTON, INC. This board governs the Houston House Foundation, which exists to support the Ronald McDonald House of Houston (which has a separate board). So the board I'm joining (and have been an advisor to) has the responsibility to oversee the Foundation assets, and approve any distributions requested by the Ronald McDonald House of Houston. This could be for operating expenses, or for special projects. There's not a separate investment committee within this board. I*349881 For profit or not for profit: Name of outside business organization: Houston House Foundation Investment related: N Address of business: Houston, Texas, 77030 Nature of business: Position, title, association: , Start date of relationship: Number of hours devoted: hour(s) Number of hours devoted during trading hours: Duties: , I attend meetings of the Foundation's investment committee and participate in their discussions. We have 3rd party investment managers who determine the investment allocations so ours is simply an oversight function.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-06
  • S66 Uniform Combined State Law Examination
    2008-03-06
Designations

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