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540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2026-08-13 |
| PA | RA | APPROVED | 2026-07-10 |
| OH | RA | APPROVED | 2026-07-09 |
| CA | RA | APPROVED | 2026-07-08 |
Branch Locations
540 Madison Ave. 9Th Floor, New York, NY 10022 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Houston | TX | 12/2015 | 12/2017 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 12/2017 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-29 |
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