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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-04-09
  • TX RA
    APPROVED
    Since 2021-04-09

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Salient Partners, L.P. Houston TX 10/2014 08/2017
Salient Capital, L.P. Houston TX 10/2014 08/2018
Salient Capital Advisors, Llc Houston TX 10/2014 10/2017
Salient Private Client, Llc Houston TX 08/2017 09/2018
Hightower Securities Llc Houston TX 09/2018 02/2021
Ubs Financial Services Inc. Houston TX 03/2021 Present
  • 10/2014 → 08/2017
    Salient Partners, L.P.
    Houston, TX
  • 10/2014 → 08/2018
    Salient Capital, L.P.
    Houston, TX
  • 10/2014 → 10/2017
    Salient Capital Advisors, Llc
    Houston, TX
  • 08/2017 → 09/2018
    Salient Private Client, Llc
    Houston, TX
  • 09/2018 → 02/2021
    Hightower Securities Llc
    Houston, TX
  • 03/2021 → Present
    Houston, TX
Previous Registrations
Other Businesses

1)RODAN+FIELDS; NOT INVESTMENT-RELATED; 14660 Perthshire Rd, Unit E, Houston, TX 77079; SKIN CARE PRODUCTS; SALES; 3/31/18; 11-20 HRS/MO NOT DURING SECURITIES TRADING HOURS; SKIN CARE PRODUCT SALES

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-11-16
  • S66 Uniform Combined State Law Examination
    2010-11-16
Other Names
  • Amy Renee Cousin

View on SEC IAPD

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