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Davin Pao Chen

Morgan Stanley

Pasadena, CA

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-11-19
CA RA APPROVED 2013-09-23
  • TX RA
    APPROVED_RES
    Since 2021-11-19
  • CA RA
    APPROVED
    Since 2013-09-23

Branch Locations

55 South Lake Avenue Pasadena Towers - Tower Ii Suite 700, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Pasadena CA 09/2013 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 09/2013 → Present
    Morgan Stanley Smith Barney Llc
    Pasadena, CA
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
  • 2009-09-01 → 2013-10-11
    Bancwest Investment Services, Inc.
    Alhambra, CA
    So Pasadena, CA
    Arcadia, CA
    Temple City, CA
    West Covina, CA
    Cerritos, CA
    Westminster, CA
    Huntington Beach, CA
Other Businesses

(1) 365715 - Pacific Academy / Not Investment Related / Education / Private School / Shadow Board Member / Start 05-April- 2019 / During business hours: 0 / After business hours: 0 / Provide insight on financial related matters; budgeting, lending, etc.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-31
  • S66 Uniform Combined State Law Examination
    2009-08-31
Other Names
  • Davin Chen
  • Pao C Chen

View on SEC IAPD

Other Firms

CMR CAPITAL MANAGEMENT, LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
STRATEGY ASSET MANAGERS L.L.C.
MML INVESTORS SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
NASDAQ DORSEY WRIGHT
U.S. BANCORP ADVISORS, LLC
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

Other Investors

CHRISTOPHER LEU
JAY EDWIN LOMETILLO
Salvador Rodriguez
Angel Kam Fung Chen
Jaymie BRIAN Wetzel
ALISA JANE CHANPONG
HEIDI PUI WA LEU
Mui Fan CHAN Graca

Other Offices

CMR CAPITAL MANAGEMENT, LLC · PASADENA, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · PASADENA, CA
STRATEGY ASSET MANAGERS L.L.C. · PASADENA, CA
MML INVESTORS SERVICES, LLC · Pasadena, CA
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · PASADENA, CA
NASDAQ DORSEY WRIGHT · Pasadena, CA
U.S. BANCORP ADVISORS, LLC · Pasadena, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Pasadena, CA

More in Pasadena, CA

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