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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-05-02 |
Branch Locations
Plano, TX • United States
220 S. School Ave., Fayetteville, AR 72701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2012-09-12 |
| AR | RA | APPROVED | 2012-08-06 |
Branch Locations
5560 Tennyson Parkway Suite 260, Plano, TX 75024 • United States
220 S. School Ave., Fayetteville, AR 72701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Prevost, Shaff, Mason, & Carns, Pllc | Plano | TX | 08/2016 | 05/2023 |
| Hesse, Hesse & Blythe Pc | Plano | TX | 05/2023 | Present |
| Corient | Plano | TX | 03/2025 | Present |
| Cabana Asset Management | Fayettville | AR | 08/2012 | Present |
| Corient Services Llc | Miami | FL | 03/2025 | Present |
~ (1) The Cabana Group, LLC; non-investment related; Fayetteville, AR; holding company for Cabana, LLC, Cabana Institutional, and Cabana Financial; CFO; Start date 10/2016; Approximately 15 hours/month devoted to this activity with 15 hours/month devoted during securities trading hours. ~ (2) Hesse, Hesse & Blythe PC; non-investment related; Plano, TX; 5 hours per week. ~ (3) Cabana Realty, LLC, non-investment related, Fayetteville, AR, minimal amount of time spent on this business. ~ (4) Cabana Asset Management; Investment-related; Fayetteville, AR; RIA; Position: IAR; Start date: 08/2012; Approximately 15 hours/month devoted to this activity with 15 hours/month devoted during securities trading hours. ~ (5) Corient Private Wealth; Investment-related; Miami, FL; RIA; Position: Partner and Wealth Advisor; W-2 Employee; Start date: 03/01/2025; Approximately 150 hours/month devoted to this activity with 150 hours/month devoted during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-08-03 |
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