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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-02
  • TX RA
    APPROVED
    Since 2025-05-02

Branch Locations

Plano, TX • United States

Cabana Asset Management

220 S. School Ave., Fayetteville, AR 72701 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-09-12
AR RA APPROVED 2012-08-06
  • TX RA
    APPROVED
    Since 2012-09-12
  • AR RA
    APPROVED
    Since 2012-08-06

Branch Locations

5560 Tennyson Parkway Suite 260, Plano, TX 75024 • United States

220 S. School Ave., Fayetteville, AR 72701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prevost, Shaff, Mason, & Carns, Pllc Plano TX 08/2016 05/2023
Hesse, Hesse & Blythe Pc Plano TX 05/2023 Present
Corient Plano TX 03/2025 Present
Cabana Asset Management Fayettville AR 08/2012 Present
Corient Services Llc Miami FL 03/2025 Present
  • 08/2016 → 05/2023
    Prevost, Shaff, Mason, & Carns, Pllc
    Plano, TX
  • 05/2023 → Present
    Hesse, Hesse & Blythe Pc
    Plano, TX
  • 03/2025 → Present
    Plano, TX
  • 08/2012 → Present
    Fayettville, AR
  • 03/2025 → Present
    Corient Services Llc
    Miami, FL
Other Businesses

~ (1) The Cabana Group, LLC; non-investment related; Fayetteville, AR; holding company for Cabana, LLC, Cabana Institutional, and Cabana Financial; CFO; Start date 10/2016; Approximately 15 hours/month devoted to this activity with 15 hours/month devoted during securities trading hours. ~ (2) Hesse, Hesse & Blythe PC; non-investment related; Plano, TX; 5 hours per week. ~ (3) Cabana Realty, LLC, non-investment related, Fayetteville, AR, minimal amount of time spent on this business. ~ (4) Cabana Asset Management; Investment-related; Fayetteville, AR; RIA; Position: IAR; Start date: 08/2012; Approximately 15 hours/month devoted to this activity with 15 hours/month devoted during securities trading hours. ~ (5) Corient Private Wealth; Investment-related; Miami, FL; RIA; Position: Partner and Wealth Advisor; W-2 Employee; Start date: 03/01/2025; Approximately 150 hours/month devoted to this activity with 150 hours/month devoted during securities trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-08-03
  • S65 Uniform Investment Adviser Law Examination
    2012-08-03
Other Names
  • Louis A Shaff

View on SEC IAPD

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