Kip Cullen Hertzenberg

Current Employers

Employment History

• 09/2011 → 12/2020
  Morgan Stanley Smith Barney
  Denver, CO
• 01/2015 → 12/2020
  Morgan Stanley Private Bank, National Association
  New York, NY
• 12/2020 → Present
  Lpl Financial, Llc
  Golden, CO
• 12/2020 → Present
  Western Wealth Management, Llc
  Golden, CO

Previous Registrations

• 2011-09-23 → 2021-01-05
  Morgan Stanley
  Denver, CO
  Denver, CO
  Denver, CO
  Denver, CO
• 2008-02-25 → 2011-09-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Denver, CO

Other Businesses

1. 12/11/2020 - WESTERN WEALTH MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 12/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%. 2. 12/15/2020 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 12/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 12/24/2020 - Western Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Started 12/11/2020 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Western Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 12/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 4. 2/7/2023 - Hertzenberg Financial LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 12/08/2020 - 1 Hours Per Month/1 Hours During Securities Trading 5. 10/16/2023 - Non-Variable Insurance - Agent - Investment Related - At Reported Business Location(s) - Start Date 09/29/2023 - 5 Hours Per Month/ 0 Hours During Trading

Exams

• S66 Uniform Combined State Law Examination
  2008-02-15

Other Names

• Kip C Hertzenberg
• Kip Hertzenberg