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363 Lafayette Street 4Th Floor, New York, NY 10012 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-07 |
| TX | RA | APPROVED | 2025-04-07 |
Branch Locations
363 Lafayette Street 4Th Floor, New York, NY 10012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Executive Capital | New York | NY | 03/2016 | 02/2024 |
| Swiss Hill Advisors | New York | NY | 05/2024 | 02/2025 |
| Old City Securites | New York | NY | 05/2024 | 02/2025 |
| Ascend Interplay Llc | New York | NY | 02/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-04-07 |
| S63 | Uniform Securities Agent State Law Examination | 2024-06-28 |
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