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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-01-18 |
| NY | RA | APPROVED | 2021-10-20 |
Branch Locations
25 Main St Ste 3-2, Goshen, NY 10924-2144 • United States
Congers, NY • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bruderman Asset Management, Llc | Suffern | NY | 03/2015 | 10/2021 |
| Bruderman Brothers Llc | Suffern | NY | 03/2015 | 10/2021 |
| Ameriprise Financial Services, Llc | White Plains | NY | 10/2021 | Present |
Other Business Activities; Mary Nagle Charitable Foundation Trust; Provide assistance to those in need within community from Foundation; 21 Tamarac Ave, , New City, NY, 10956; Not Investment-Related; 06/01/2005; 1 to 9 hours per month; 0 during trading hours / Mary Nagle Multifaceted Student Scholarship FND; Award Student Scholarship to high school seniors; 21 Tamarac Ave, , New City, NY, 10956; Not Investment-Related; 06/01/2005; 0 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-08-13 |
| S63 | Uniform Securities Agent State Law Examination | 2009-09-30 |
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