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Manish Engineer

Ameriprise Financial Services, LLC

New York, NY

Jamaica, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-04-16
TX RA APPROVED_RES 2011-05-27
NJ RA APPROVED 2009-10-30
  • NY RA
    APPROVED
    Since 2021-04-16
  • TX RA
    APPROVED_RES
    Since 2011-05-27
  • NJ RA
    APPROVED
    Since 2009-10-30

Branch Locations

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

Jamaica, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Joseph Gunnar & Co., Llc New York NY 10/2007 Present
Ameriprise Financial Services, Inc. New York NY 10/2009 03/2020
Ameriprise Financial Services, Llc New York NY 03/2020 Present
  • 10/2007 → Present
    Joseph Gunnar & Co., Llc
    New York, NY
  • 10/2009 → 03/2020
    Ameriprise Financial Services, Inc.
    New York, NY
  • 03/2020 → Present
    Ameriprise Financial Services, Llc
    New York, NY
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-04-11
S63 Uniform Securities Agent State Law Examination 2007-12-27
  • S65 Uniform Investment Adviser Law Examination
    2008-04-11
  • S63 Uniform Securities Agent State Law Examination
    2007-12-27

View on SEC IAPD

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