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8540 Colonnade Center Drive, Raleigh, NC 27615 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NC | RA | APPROVED | 2017-01-12 |
Branch Locations
8510 Colonnade Center Drive, Raleigh, NC 27615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Citizens Bank | Raleigh | NC | 06/1989 | Present |
| First Citizens Investor Services | Raleigh | NC | 10/2013 | Present |
| First Citizens Asset Management, Inc. | Columbia | SC | 01/2017 | Present |
1) First Citizens Asset Management, 1230 Main St., Columbia, SC 29201. Institutional Consultant, began 12/9/16. Compensation is part of salary paid by FCIS. No direct compensation is received from FCAM, Investment Related, 16 hours/month, 16 during trading hours. Sales and management of investment products.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-26 |
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