Thomas Robert Schaffer

Current Employers

Employment History

• 02/2008 → Present
  Nylife Securities Llc
  Raleigh, NC
• 11/2007 → Present
  New York Life Insurance Co.
  Raleigh, NC
• 06/2014 → Present
  Transitions Financial Strategies, Llc
  Raleigh, NC
• 05/2022 → Present
  Confidence Financial Group, Llc
  Raleigh, NC
• 07/2022 → Present
  Eagle Strategies Llc
  Raleigh, NC

Other Businesses

[INSURANCE BROKERING; APPOINTED WITH OUTSIDE CARRIERS FOR THE PURPOSE OF BROKERING NON-REGISTERED INSURANCE PRODUCTS] [OPERATING UNDER THE DBA NAME OF TRANSITIONS FINANCIAL STRATEGIES, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; RALEIGH, NC; START DATE: 06/2014] [FPA of the Triangle; Run local chapter of National Financial Planning Association (FPA); 3801 Lake Boone Trail, STE 190 Raleigh NC 27607; Start Date 01/2016; Role/Title: Board Member; Not Investment Related; 6 hours per month; 6 hours per month during securities trading hours] [XPX of the Triangle; A local association of professionals involved in the business exit/succession/merger and acquisition planning business. The purpose is to provide a resource pool of like professionals that can be accessed by members.; 120 W 7th St #103 Boston, MA 02127; Start Date 06/2022; Role/Title: Board Member; Not Investment Related; 6 hours per month; 1 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF CONFIDENCE FINANCIAL GROUP, LLC FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; RALEIGH, NC; START DATE: 05/2022]

Exams

• S66 Uniform Combined State Law Examination
  2022-07-14
• S63 Uniform Securities Agent State Law Examination
  2008-06-06