Seth David Lampman

Current Employers

Employment History

• 09/2014 → 11/2021
  Sagepoint Financial
  Indianola, IA
• 11/2021 → 09/2022
  First Allied Securities, Inc.
  San Diego, CA
• 11/2021 → 09/2022
  First Allied Advisory Services
  San Diego, CA
• 09/2022 → Present
  Cetera Advisors Llc
  Indianola, IA
• 01/2025 → Present
  Golden Capital Management
  West Des Moines, IA
• 11/2021 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2014-09-09 → 2021-11-12
  Osaic Services, Inc.
  Scottsdale, AZ
  Indianola, IA
• 2008-12-10 → 2014-09-03
  Edward Jones
  Osceola, IA
  St Louis, MO

Other Businesses

1) CLEARPATH FINANCIAL; PRESIDENT; DBA; START DATE: 11/15/2021; 160 HOURS PER MONTH. 2) NAME OF OTHER BUSINESS: NOTARY PUBLIC COMMISSION; INVESTMENT RELATED: NO ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: NOTARIZING DOCUMENTS ; START DATE: 11/2021; POSITION/TITLE/RELATIONSHIP: NOTARY ; APX NUMBER OF HOURS PER WEEK: VARIES ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES; BRIEF DESCRIPTION OF DUTIES: NOTARIZING DOCUMENTS ; 3) NAME OF OTHER BUSINESS: GOLDEN CAPITAL MANAGEMENT; INVESTMENT RELATED: YES, ADDRESS: 1200 VALLEY WEST DR, STE 105, WEST DES MOINES, IA 50266, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 1/2025;, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 4) NAME OF OTHER BUSINESS: INDIANOLA BASKETBALL ASSOCIATION; INVESTMENT RELATED: NO; ADDRESS: 509 E SCENIC VALLEY INDIANOLA, IA 50125; NATURE OF BUSINESS: NON PROFIT; START DATE: 09/2024; POSITION/TITLE/RELATIONSHIP: GIRLS COMMISSIONER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: REPRESENTING GIRLS FOR YOUTH DEVELOPMENT, COMPETITIVE BASKETBALL ASSOCIATION. HELP OUR LEAGUE, TEAMS, BUILD YOUTH BASKETBALL;

Exams

• S66 Uniform Combined State Law Examination
  2008-12-04