Best Investors Account Sign in
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-11-02
IN RA APPROVED 2017-11-01
  • TX RA
    APPROVED_RES
    Since 2017-11-02
  • IN RA
    APPROVED
    Since 2017-11-01

Branch Locations

7300 Eagle Crest Blvd, Evansville, IN 47715 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch Evansville IN 10/2007 Present
Merrill Lynch Evansville IN 10/2007 Present
  • 10/2007 → Present
    Merrill Lynch
    Evansville, IN
  • 10/2007 → Present
    Merrill Lynch
    Evansville, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-30
  • S66 Uniform Combined State Law Examination
    2017-10-30
Other Names
  • Cynthia Gayle Austin
  • Cynthia Gayle Austin

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Evansville, IN

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor