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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| VA | RA | APPROVED | 2024-05-21 |
| TX | RA | APPROVED | 2024-05-17 |
Branch Locations
1610 B-Graves Mill Rd B 1St Fl, Lynchburg, VA 24502 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wachovia Bank, N.A. | Lynchburg | VA | 12/2009 | 05/2024 |
| Wells Fargo Clearing Services, Llc | Lynchburg | VA | 11/2016 | 05/2024 |
| Wells Fargo Advisors Financial Network, Llc | Lynchburg | VA | 05/2024 | Present |
STRATEGIC WEALTH MANAGEMENT LLC; INV RELATED; LYNCHBURG, VA; 50% OWNERSHIP; START 03/05/2024; 160 HOURS PER MONTH; 40 HOURS DURING TRADING; FINET TRANSITION SCH HOLDINGS LLC; INV RELATED; LYNCHBURG, VA; 50% OWNERSHIP; START 03/05/2024; 160 HOURS PER MONTH; 40 HOURS DURING TRADING; FINET TRANSITION NEW COVENANT SCHOOLS; NOT INV RELATED; LYNCHBURG, VA; SCHOOL; BOARD MEMBER; START DATE: 12/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING;| STRATEGIC WEALTH MANAGEMENT LLC 401K TRUSTEE; INVESTMENT RELATED; LYNCHBURG, VA; 100% OWNERSHIP; 01/2025; 1 HOUR PER MONTH; 0 HOURS DURING TRADING; 401K FOR FINET PRACTICE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2012-06-28 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-27 |
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