Best Investors Account Sign in

David Alexander Heppner

Davenport & Company LLC

Lynchburg, VA

CRD 1397946

Claim This Profile
Employer firm

Davenport & Company LLC CRD 1588

$24.7B regulatory AUM 84 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-11-01
VA RA APPROVED 1997-01-22
  • TX RA
    APPROVED_RES
    Since 2024-11-01
  • VA RA
    APPROVED
    Since 1997-01-22

Branch Locations

1104 Commerce St. P.O. Box 570, Lynchburg, VA 24504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Davenport & Company Llc Lynchburg VA 11/1995 Present
#Ia Davenport & Company Llc Lynchburg VA 11/1995 Present
  • 11/1995 → Present
    Lynchburg, VA
  • 11/1995 → Present
    #Ia Davenport & Company Llc
    Lynchburg, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1992-10-08
S63 Uniform Securities Agent State Law Examination 1985-10-15
  • S65 Uniform Investment Adviser Law Examination
    1992-10-08
  • S63 Uniform Securities Agent State Law Examination
    1985-10-15
Other Names
  • David Alexander Spotswood Heppner

View on SEC IAPD

Nearby Firms

Nearby Investors

Nearby Offices

More in Lynchburg, VA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor