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One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-11-07 |
| VA | RA | APPROVED | 2016-11-04 |
Branch Locations
1104 Commerce St. P.O. Box 570, Lynchburg, VA 24504 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Lynchburg | VA | 03/2011 | 11/2016 |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | 11/2016 |
| Davenport & Company Llc | Lynchburg | VA | 11/2016 | Present |
1. Alford Enterprise- non investment-related - Rental Property, 9 Clifton Street, Lynchburg, VA - Owner - 1/1/08 - 0 hrs month - 100% owner of LLC, long term rentals 2. Alford Capital, LLC, not investment related - Passive Real Estate Investment; 3067 Dickerson Mill Rd., Bedford, VA, Position: Owner; as of 12-01-2019; zero hours per month; plans to buy duplexes in the LLC. 3. Count Your Blessings Farm, not investment related - owner - Beef cattle farm 3067 Dickerson mill road Bedford VA 24523-Approximate # of hours/month you devote to this outside activity during non-business hours 11-20-Approximate # of hours/month you devote to this outside activity during business hours- 0. 4. Harmony Day Support - non investment related - board member- feedback and long-term planning, aid in strategic vision. Approximate # of hours/month you devote to this outside activity during business hours- 0. Approximate # of hours/month you devote to this outside activity during non-business hours: 1-5. 5. JC and H Ventures- investment related- Bedford,VA 24523 - LLC to hold a rental property to be built - Owner - managed rental property. Approximate # of hours/month during business hours- 0. Approximate # of hours/month during non-business hours: 1-5.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-28 |
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