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Philip Edward Paulette

Davenport & Company LLC

Lynchburg, VA

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Current Employers
Davenport & Company Llc

One James Center 901 East Cary Street, Suite 1100, Richmond, VA 23219 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-11-07
VA RA APPROVED 2016-11-08
  • TX RA
    APPROVED_RES
    Since 2023-11-07
  • VA RA
    APPROVED
    Since 2016-11-08

Branch Locations

1104 Commerce St. P.O. Box 570, Lynchburg, VA 24504 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Citigroup Global Markets Inc. Lynchburg VA 02/2006 11/2016
Morgan Stanley Smith Barney Lynchburg VA 06/2009 11/2016
Morgan Stanley Private Bank, National Association New York NY 01/2015 11/2016
Davenport & Company Llc Lynchburg VA 11/2016 Present
  • 02/2006 → 11/2016
    Citigroup Global Markets Inc.
    Lynchburg, VA
  • 06/2009 → 11/2016
    Morgan Stanley Smith Barney
    Lynchburg, VA
  • 01/2015 → 11/2016
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2016 → Present
    Davenport & Company Llc
    Lynchburg, VA
Previous Registrations
  • 2009-06-01 → 2016-11-07
    Morgan Stanley
    Lynchburg, VA
  • 2006-02-21 → 2009-06-01
    Citigroup Global Markets Inc.
    Lynchburg, VA
    New York, NY
    Lynchburg, VA
  • 2002-05-03 → 2006-02-21
    Legg Mason Wood Walker, Incorporated
    Lynchburg, VA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2002-05-02
  • S66 Uniform Combined State Law Examination
    2002-05-02

View on SEC IAPD

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Other Offices

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LPL FINANCIAL LLC · LYNCHBURG, VA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LYNCHBURG, VA
CAPTRUST · Lynchburg, VA
RAYMOND JAMES & ASSOCIATES, INC. · Lynchburg , VA
MONTVUE CAPITAL MANAGEMENT, INC. · LYNCHBURG, VA
BROWN EDWARDS WEALTH STRATEGIES · LYNCHBURG, VA
ADVANTA WEALTH MANAGEMENT · LYNCHBURG, VA

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