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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| NJ | RA | APPROVED | 2016-10-03 |
| TX | RA | APPROVED | 2016-09-28 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Barclays Capital Inc. | New York | NY | 04/2012 | 09/2016 |
| Stifel, Nicolaus & Company, Incorporated | New York | NY | 12/2015 | 09/2016 |
| Jpmorgan Securities Llc | New York | NY | 09/2016 | Present |
| Mister Director Productions | White Plains | NY | 08/2023 | Present |
Entity Name: Mister Director Productions Investment related: No Address: 1 Martine Avenue, White Plains NY 10606 Nature of the other business: Entertainment Position/Title/Relationship: Owner/Partner Start Date: 08/10/2023 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Movie Production company - Producing small scale horror film. Not similar and there is no connection to my role at JPM
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-01-23 |
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