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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-10-18 |
Branch Locations
35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States
Los Angeles, CA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya | Los Angeles | CA | 01/2016 | 11/2016 |
| Voya Financial Partners, Llc | Los Angeles | CA | 01/2016 | 11/2016 |
| Mml Distributors, Llc | Enfield | CT | 01/2017 | 09/2017 |
| Massachusetts Mutual Life Insurance Company | Springfield | MA | 12/2016 | 09/2017 |
| Edward Jones | Los Angeles | CA | 04/2020 | 11/2022 |
| Mount Saint Mary's University | Los Angeles | CA | 01/2017 | 12/2019 |
| Unemployed | Los Angeles | CA | 01/2020 | 03/2020 |
| Lpl Financial Llc | Palos Verdes | CA | 03/2023 | 04/2023 |
| Unemployed | Los Angeles | CA | 11/2022 | 03/2023 |
| Global Retirement Partners, Llc | San Rafael | CA | 03/2023 | 04/2023 |
| The Prudential Insurance Company Of America | El Segundo | CA | 05/2023 | 09/2023 |
| Pruco Securities, Llc | El Segundo | CA | 05/2023 | 09/2023 |
| Tiaa | Pasadena | CA | 09/2023 | Present |
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 09/2023 | Present |
Name: Airbnb/Peerspace Position: Airbnb/Peerspace host Nature: Providing private bedroom for rental income Investment Related: No Hours: 7 Securities Trading Hours: 2 Start Date: 10/01/2015 Address: Home Address, Los Angeles CA 90014, United States Description: Airbnb and Peerspace allows me to provide private bedroom for rental income
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-01 |
| S63 | Uniform Securities Agent State Law Examination | 2012-12-24 |
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