Beatrice E Polak

Current Employers

J. W. Cole Advisors, Inc.

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Current Registrations

Authority	Category	Status	Date
SC	RA	APPROVED	2021-07-28

SC RA
APPROVED

Since 2021-07-28

Branch Locations

7921 Broad River Road, Irmo, SC 29063 • United States

4301 Anchor Plaza Parkway Suite 450, Tampa, FL 33634 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
B&G Investments Inc	Irmo	SC	01/2001	Present
Capital Guardian Llc	Irmo	SC	10/2014	11/2016
J.W. Cole Financial, Inc.	Tampa	FL	11/2016	Present
J.W. Cole Advisors, Inc.	Tampa	FL	05/2021	Present

01/2001 → Present

B&G Investments Inc

Irmo, SC
10/2014 → 11/2016

Capital Guardian Llc

Irmo, SC
11/2016 → Present

J.W. Cole Financial, Inc.

Tampa, FL
05/2021 → Present

J.W. Cole Advisors, Inc.

Tampa, FL

Other Businesses

(1) B&G INVESTMENTS INC;IRMO,SC; FAMILY, PERSONAL INVESTMENTS/REAL ESTATE; 4 HOURS PER MONTH, NONE DURING MARKET HOURS. (2) DPO Wealth Management - DBA, investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2021-05-29
S63	Uniform Securities Agent State Law Examination	2008-07-30

S65 Uniform Investment Adviser Law Examination

2021-05-29
S63 Uniform Securities Agent State Law Examination

2008-07-30

Other Names

Beata E Polak

View on SEC IAPD

Current Employers

J. W. Cole Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Names

Other Firms

Other Investors

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