Byron Wendell Harlan

Current Employers

Employment History

• 03/2017 → 03/2018
  Massachusetts Mutual Life Insurance Company
  Springfield, MA
• 03/2017 → 03/2018
  Mml Investors Services, Llc
  San Diego, CA
• 07/2016 → 03/2017
  Msi Financial Services
  Downers Grove, IL
• 06/2018 → Present
  Royal Alliance
  San Diego, CA

Previous Registrations

• 2017-03-25 → 2018-04-04
  Mml Investors Services, Llc
  San Diego, CA
• 2008-09-12 → 2017-03-25
  Msi Financial Services, Inc.
  Downers Grove, IL
  San Diego, CA
  Downers Grove, IL

Other Businesses

1. BYRON HARLAN POSITION: Successor Trustee NATURE: I'm the Successor Trustee to my mother's trust. INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2014 ADDRESS: 1240 India St.#1402, San Diego CA 92101, United States DESCRIPTION: There are no duties associated with my role, presently. 2. BYRON HARLAN POSITION: Producer NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 06/05/2018 ADDRESS: 1240 India Street, #1401, San Diego CA 92101, United States DESCRIPTION: I provide life, disability and long-term care contracts to clients 3. SAN DIEGO UNION-TRIBUNE POSITION: Op Ed Contributor NATURE: Corporation INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 05/31/2020 ADDRESS: 600 B Street, Suite 1201, San Diego CA 92101, United States DESCRIPTION: The Editorial and Opinion Director asked me to contribute an essay each month. The desired length is, 750-words. 4. BYRON HARLAN POSITION: IAR NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/05/2018 ADDRESS: 1240 India Street, #1401, San Diego CA 92101, United States DESCRIPTION: I'm an IAR at the RIA, New World Financial and I provide investment advice to clients. 5. SAN DIEGO COUNTY TAX PAYERS ASSOCIATION POSITION: Member NATURE: To evaluate the effectiveness and efficiency of county water, electric and trash services. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 09/12/2024 ADDRESS: 2508 Historic Decatur R., San Diego CA 92106, United States DESCRIPTION: To evaluate the effectiveness and efficiency of county water, electric and trash services.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-07-28
• S63 Uniform Securities Agent State Law Examination
  2008-04-15

Designations

Other Names

• Byron Harlan