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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-02-16 |
| CT | RA | APPROVED | 2022-01-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Infinex Investments, Inc. | Naugatuck | CT | 10/2013 | 01/2022 |
| Naugatuck Savings Bank | Naugatuck | CT | 10/2013 | 11/2019 |
| Ion Bank | Naugatuck | CT | 11/2019 | 01/2022 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New Haven | CT | 01/2022 | Present |
| Bank Of America, N.A. | New Haven | CT | 03/2022 | Present |
Name of other Business: Rental Property Investment related (yes or no): Yes- Real Estate Investment Business address (City, State): ANSONIA, CT Position/title: Property Owner Relationship with business: Owner Start date of relationship: 01/2018Number of hours a month devoted to business: 0Number of hours during securities trading hours devoted to business: 0Description of duties: Owner Name of other Business: WEBSTER HOSE ANSONIA VOLUNTEER FIRE DEPT Investment related (yes or no): No Business address (City, State): ANSONIA, CT Position/title: Firefighter Relationship with business: Firefighter Start date of relationship: 01/2011Number of hours a month devoted to business: 10Number of hours during securities trading hours devoted to business: 0 Description of duties: Volunteer Firefighter I*927660For profit or not for profit: Entity For Profit Name of outside business organization: Express Liquidators LLC Investment related: No Address of business: Beacon Falls, Connecticut Position, title, association: Owner, Start date of relationship: 7/22/2022Number of hours devoted: 0 Number of hours devoted during trading hours: 0 Duties: This is a small business my wife runs on the side outside of her primary employment. I*4376269 Entity Type: For Profit Name of OBA: Feld Entertainment Inc. Address: Palmetto, Florida, 34221 Investment Related: No Position, Title, Association: Employee Employee Start Date: 04/25/2026 Number of Hours: 10, Yearly Number of Hours during trading: 0 Duties: Live Entertainment (Supercross Racing). Safety Flagging
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-01-17 |
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