Angela Kolb Cagwin

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-08-08
IL	RA	APPROVED	2024-10-24
TX	RA	APPROVED_RES	2023-03-06
CO	RA	APPROVED	2022-05-02

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

Springfield, IL • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Advisors Financial Network, Llc	Scottsdale	AZ	03/2016	09/2017
M Holdings Securities/Wealthpoint	Portland	OR	09/2017	01/2018
Wells Fargo Advisors Financial Network, Llc	Scottsdale	AZ	02/2018	08/2019
Cambridge Investment Research, Inc.	Fairfield	IA	11/2019	11/2020
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	11/2019	11/2020
Unemployed	Scottdsale	AZ	09/2019	10/2019
Rockefeller Financial Llc	Colorado Springs	CO	04/2022	07/2023
Advanced Benefit Solutions	Austin	TX	04/2021	04/2022
Unemployed	Stephenville	TX	11/2020	04/2021
Rockefeller Financial Llc	Irvine	CA	08/2023	09/2024
Rockefeller Financial Llc	Springfield	IL	10/2024	Present

2019-11-04 → 2020-11-24

Cambridge Investment Research Advisors, Inc.

Pheonix, AZ
2018-02-22 → 2019-09-11

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ
2017-09-26 → 2018-01-31

M Holdings Securities, Inc.

Phoenix, AZ

Portland, OR
2016-04-07 → 2017-09-27

Wells Fargo Advisors Financial Network, Llc

Scottsdale, AZ
2015-04-21 → 2016-03-02

Northwestern Mutual Investment Services, Llc

Phoenix, AZ
2012-12-18 → 2014-10-10

Calton & Associates, Inc.

Scottsdale, AZ
2012-08-15 → 2012-11-14

Neuberger Berman Bd Llc

Los Angeles, CA
2012-01-09 → 2012-08-16

J.P. Morgan Private Wealth Advisors Llc

San Francisco, CA
2011-08-24 → 2011-12-09

Larson Financial Group, Llc

Century City, CA

Saint Louis, MO
2009-12-15 → 2011-08-19

Morgan Stanley

Santa Barbara, CA

Santa Barbara, CA

Code	Exam	Date
S66	Uniform Combined State Law Examination	2009-12-14

Other Firms