Ethan Jeffrey Goodman

Employer firm

Td Private Client Wealth LLC CRD 164484

$8.57B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 03/2011 → 02/2020
  The Prudential Insurance Company Of America
  Hartford, CT
• 04/2014 → 04/2017
  Pruco Securities, Llc
  Hartford, CT
• 04/2017 → 02/2020
  Prudential Investment Management Services Llc
  Hartford, CT
• 03/2020 → 01/2021
  Voya
  Windsor, CT
• 03/2020 → 01/2021
  Voya Financial Partners, Llc
  Windsor, CT
• 03/2021 → 03/2024
  Mass Mutual Life Insurance Company
  West Hartford, CT
• 03/2021 → 03/2024
  Mml Investors Services, Llc
  West Hartford, CT
• 03/2024 → 05/2025
  Wells Fargo Clearing Services, Llc
  East Hartford, CT
• 03/2024 → 05/2025
  Wells Fargo Bank, Na
  East Hartford, CT
• 05/2025 → Present
  Td Private Client Wealth Llc
  Manchester, CT
• 05/2025 → Present
  Td Bank N.A.
  Manchester, CT

Previous Registrations

• 2024-03-18 → 2025-05-08
  Wells Fargo Clearing Services, Llc
  East Hartford, CT
  Melville, NY
• 2021-06-09 → 2024-03-06
  Mml Investors Services, Llc
  West Hartford, CT

Other Businesses

GOODIE REAL ESTATE LLC; INV RELATED; NEWINGTON, CT; REAL ESTATE; 50% OWNER; START DATE 01/01/2025; 12 HOURS PER MONTH; 0 HOURS DURING TRADING; BUY AND SELL REAL ESTATE | RENTAL PROPERTY; INVESTMENT RELATED; CANTON, CT; 50% OWNERSHIP; 02/28/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; POND HOUSE - DEER RUN RENTAL

Exams

• S65 Uniform Investment Adviser Law Examination
  2021-05-29
• S63 Uniform Securities Agent State Law Examination
  2007-11-26

Other Names

• Ethan Goodman
• Ethan Jeffrey Goodman