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1 Vanderbilt Avenue 23Rd Floor, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-09-19 |
| MA | RA | APPROVED | 2025-06-05 |
| NH | RA | APPROVED | 2025-05-29 |
| RI | RA | APPROVED | 2025-05-28 |
| CT | RA | APPROVED | 2025-05-16 |
Branch Locations
180 Deming Street, Manchester, CT 06042 • United States
203 Trumbull Street, Hartford, CT 06103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Prudential Insurance Company Of America | Hartford | CT | 03/2011 | 02/2020 |
| Pruco Securities, Llc | Hartford | CT | 04/2014 | 04/2017 |
| Prudential Investment Management Services Llc | Hartford | CT | 04/2017 | 02/2020 |
| Voya | Windsor | CT | 03/2020 | 01/2021 |
| Voya Financial Partners, Llc | Windsor | CT | 03/2020 | 01/2021 |
| Mass Mutual Life Insurance Company | West Hartford | CT | 03/2021 | 03/2024 |
| Mml Investors Services, Llc | West Hartford | CT | 03/2021 | 03/2024 |
| Wells Fargo Clearing Services, Llc | East Hartford | CT | 03/2024 | 05/2025 |
| Wells Fargo Bank, Na | East Hartford | CT | 03/2024 | 05/2025 |
| Td Private Client Wealth Llc | Manchester | CT | 05/2025 | Present |
| Td Bank N.A. | Manchester | CT | 05/2025 | Present |
GOODIE REAL ESTATE LLC; INV RELATED; NEWINGTON, CT; REAL ESTATE; 50% OWNER; START DATE 01/01/2025; 12 HOURS PER MONTH; 0 HOURS DURING TRADING; BUY AND SELL REAL ESTATE | RENTAL PROPERTY; INVESTMENT RELATED; CANTON, CT; 50% OWNERSHIP; 02/28/2025; 10 HOURS PER MONTH; NO HOURS DURING TRADING HOURS; POND HOUSE - DEER RUN RENTAL
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-05-29 |
| S63 | Uniform Securities Agent State Law Examination | 2007-11-26 |
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