Keith M Chasen

Merrill Lynch, Pierce, Fenner & Smith Incorporated

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Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-04-19
NJ	RA	APPROVED	2020-12-17
TX	RA	APPROVED_RES	2014-08-26
CT	RA	APPROVED	2013-06-06

NY RA
APPROVED

Since 2021-04-19
NJ RA
APPROVED

Since 2020-12-17
TX RA
APPROVED_RES

Since 2014-08-26
CT RA
APPROVED

Since 2013-06-06

Branch Locations

225 Liberty St, New York, NY 10281 • United States

300 Broadhollow Rd, Melville, NY 11747 • United States

Harrison, NJ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Manhattan	NY	05/2013	Present

05/2013 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Manhattan, NY

Previous Registrations

2013-05-01 → 2013-05-20

Feldstein, Steven Dba Steven Feldstein & Associates

Basking Ridge, NJ
2012-01-26 → 2013-01-11

Feldstein, Steven Dba Steven Feldstein & Associates

Basking Ridge, NJ
2008-04-21 → 2010-12-21

World Investments, Llc

Lincroft, NJ
2005-12-07 → 2008-04-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Pennington, NJ

New York, NY

Pennington, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2006-01-09
S63	Uniform Securities Agent State Law Examination	2000-05-31

S66 Uniform Combined State Law Examination

2006-01-09
S63 Uniform Securities Agent State Law Examination

2000-05-31

Other Names

Keith Maitland Chasen

View on SEC IAPD

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STEVEN MARC MUEHLGAY

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Other Offices

ISLET MANAGEMENT, LP · NEW YORK, NY

P2 CAPITAL PARTNERS, LLC · NEW YORK, NY

KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

BRIGHTSPIRE CAPITAL ADVISORS, LLC · NEW YORK, NY

ACORN ADVISORY CAPITAL, L.P. · NEW YORK, NY

COMPASS GROUP LLC · NEW YORK, NY

CRESTVIEW PARTNERS · NEW YORK, NY

LEEDS EQUITY PARTNERS · NEW YORK, NY

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