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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2023-07-17
TX RA APPROVED 2009-03-25
  • NV RA
    APPROVED
    Since 2023-07-17
  • TX RA
    APPROVED
    Since 2009-03-25

Branch Locations

4400 Post Oak Parkway 17Th Floor, Houston, TX 77027 • United States

Glenbrook, NV • United States

Houston, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Ag Houston TX 10/2007 Present
  • 10/2007 → Present
    Ubs Ag
    Houston, TX
Other Businesses

Edward and Kimberly Hartz / 3023 Rice Blvd Houston, TX 77005 / United States / Other Personal property that's being rented. / Real Estate / Proprietor / owner / Start Date 7/1/2018 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-03-23
  • S66 Uniform Combined State Law Examination
    2009-03-23
Other Names
  • Ted Ross Hartz
  • Edward Hartz

View on SEC IAPD

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