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Christopher M Lops

LPl Financial LLC

Niagara Falls, NY

North Tonawanda, NY

Grand Island, NY

Tonawanda, NY

Lockport, NY

Niagara Falls, NY

Williamville, NY

CRD 5441315

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
TX RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09
  • TX RA
    APPROVED
    Since 2021-06-09

Branch Locations

880 Military Rd., Niagara Falls, NY 14304-1566 • United States

955 Payne Ave, North Tonawanda, NY 14120 • United States

2381 Grand Island Blvd., Grand Island, NY 14072-1695 • United States

65 Broad St., Tonawanda, NY 14150-2298 • United States

5737 South Transit Rd., Lockport, NY 14094-5846 • United States

750 Main St., Niagara Falls, NY 14301 • United States

Williamville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Niagara Falls NY 12/2011 Present
Lpl Financial Llc Niagara Falls NY 06/2021 Present
  • 12/2011 → Present
    M&T Securities
    Niagara Falls, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Niagara Falls, NY
Previous Registrations
  • 2012-01-03 → 2021-06-09
    M&T Securities, Inc.
    Tonawanda, NY
    Niagara Falls, NY
    Rochester, NY
    Niagara Falls, NY
    Cheektowaga, NY
    Grand Island, NY
    Tonawanda, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Lockport, NY
    Lockport, NY
    Williamsport, PA
    Buffalo, NY
    Cheektowaga, NY
    Baltimore, MD
    North Tonawanda, NY
    Tonawanda, NY
  • 2009-10-30 → 2011-12-14
    Hsbc Securities (Usa) Inc.
    Niagara Falls, NY
    Niagara Falls, NY
    Lewiston, NY
  • 2008-05-08 → 2008-10-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-06
  • S66 Uniform Combined State Law Examination
    2008-05-06
Other Names
  • Christopher M Lop

View on SEC IAPD

Nearby Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC
EDWARD JONES

Nearby Investors

BRIAN MICHAEL SILVERBERG
GEORGE KOSTOV BIDJOV
Michael James Supernault

Nearby Offices

LPL FINANCIAL LLC · NIAGARA FALLS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Niagara Falls, NY
KEY INVESTMENT SERVICES LLC · Niagara Falls, NY

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