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Christopher M Lops

LPl Financial LLC

Niagara Falls, NY

North Tonawanda, NY

Grand Island, NY

Tonawanda, NY

Lockport, NY

Niagara Falls, NY

Williamville, NY

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2021-06-09
TX RA APPROVED 2021-06-09
  • NY RA
    APPROVED
    Since 2021-06-09
  • TX RA
    APPROVED
    Since 2021-06-09

Branch Locations

880 Military Rd., Niagara Falls, NY 14304-1566 • United States

955 Payne Ave, North Tonawanda, NY 14120 • United States

2381 Grand Island Blvd., Grand Island, NY 14072-1695 • United States

65 Broad St., Tonawanda, NY 14150-2298 • United States

5737 South Transit Rd., Lockport, NY 14094-5846 • United States

750 Main St., Niagara Falls, NY 14301 • United States

Williamville, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
M&T Securities Niagara Falls NY 12/2011 Present
Lpl Financial Llc Niagara Falls NY 06/2021 Present
  • 12/2011 → Present
    M&T Securities
    Niagara Falls, NY
  • 06/2021 → Present
    Lpl Financial Llc
    Niagara Falls, NY
Previous Registrations
  • 2012-01-03 → 2021-06-09
    M&T Securities, Inc.
    Tonawanda, NY
    Niagara Falls, NY
    Rochester, NY
    Niagara Falls, NY
    Cheektowaga, NY
    Grand Island, NY
    Tonawanda, NY
    Buffalo, NY
    Buffalo, NY
    Buffalo, NY
    Lockport, NY
    Lockport, NY
    Williamsport, PA
    Buffalo, NY
    Cheektowaga, NY
    Baltimore, MD
    North Tonawanda, NY
    Tonawanda, NY
  • 2009-10-30 → 2011-12-14
    Hsbc Securities (Usa) Inc.
    Niagara Falls, NY
    Niagara Falls, NY
    Lewiston, NY
  • 2008-05-08 → 2008-10-21
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    New York, NY
    New York, NY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-05-06
  • S66 Uniform Combined State Law Examination
    2008-05-06
Other Names
  • Christopher M Lop

View on SEC IAPD

Other Firms

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
KEY INVESTMENT SERVICES LLC
EDWARD JONES
MML INVESTORS SERVICES, LLC
LYTLE INVESTMENTS
CITIZENS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
OSAIC WEALTH, INC.

Other Investors

BRIAN MICHAEL SILVERBERG
GEORGE KOSTOV BIDJOV
Michael James Supernault
JEAN M. CATANESE
MICHAEL LIS
JOSEPH ANTHONY BUFALINO
CARL WILLIAM WALCK
LESTER JOSEPH ROBINSON

Other Offices

LPL FINANCIAL LLC · NIAGARA FALLS, NY
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · Niagara Falls, NY
KEY INVESTMENT SERVICES LLC · Niagara Falls, NY
KEY INVESTMENT SERVICES LLC · Niagara Falls, NY
EDWARD JONES · NIAGARA FALLS, NY
MML INVESTORS SERVICES, LLC · North Tonawanda, NY
LPL FINANCIAL LLC · N. TONAWANDA, NY
KEY INVESTMENT SERVICES LLC · NORTH TONAWANDA, NY

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