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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OK | RA | APPROVED | 2023-05-24 |
| LA | RA | APPROVED | 2015-01-21 |
| TX | RA | APPROVED | 2008-01-22 |
| MS | RA | APPROVED | 2007-11-28 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Shreveport | LA | 07/2007 | Present |
| Bank Of America, N.A. | Shreveport | LA | 05/2011 | Present |
I*479644, Entity Type: Entity Governmental, Name of OBA: Northwestern State University Foundation, Address: Natchitoches, Louisiana, 71497, Investment Related: N, Position, Title, Association: Committee, Director, Employee State Date: 43763, No Hours: 0.5 Monthly, No Hours during Trading: 0.33 Monthly, Duties: Higher Education Assisting the NSU administration. I*133107For profit or not for profit: Non-Profit Organization Name of outside business organization: Volunteers of America Investment related: No Address of business: Shreveport, Louisiana 71101 Nature of business: Charitable Organization, Position, title, association: Committee Member, Start date of relationship: 11/2/2020Number of hours devoted: 1 hour(s) Quarterly Number of hours devoted during trading hours: 1Duties: Volunteers of America North Louisiana is a faith based ministry of service providing opportunity, promoting dignity, and inspiring change. Review financial statements, grant request and budget of the organization. I*: 2883266 Entity Type: Governmental Name of OBA: Film and Entertainment Gateway Economic District Address: Shreveport, LA 71101 Investment Related: No Position, Title, Association: Board MemberEmployee Start Date: 09/23/2025Number of Hours: 1 hr mthly Number of Hours during trading: 1 hr mthly Duties: Create an Economic District for Properties owned by and leased by C. J. I*3131267Entity Type: N/AName of OBA:A L MAddress:Shreveport LouisianaInvestment Related:NoPosition, Title, Association:AdministratorStart Date:2/01/2025No Hours: 36 YearlyNo Hours during trading:3 YearlyDuties:Administrator for Child/Grandchild I*3263283 Entity Type: Entity Charitable Name of OBA: The American Rose Center Address: Shreveport, Louisiana, 71119 Investment Related: No Position, Title, Association: Board Member Employee Start Date: 01/02/2026 Number of Hours: 1, Monthly Number of Hours during trading: 0, Monthly Duties: American Rose Center Board member I*448335, Entity Type: Entity Charitable, Name of OBA: Centenary College of Louisiana, Address: Shreveport, Louisiana, 71104, Investment Related: N, Position, Title, Association: ["Director"], Employee Start Date: 08/24/2026, No Hours: 40 Yearly, No Hours during Trading: 19 Yearly, Duties: I will be serving on the Centenary Board of Trustee's and will be teaching a Sports Management Ethics Class in the Fall of 2026 Education
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-11-27 |
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