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Charles Richard Davis

Oxford Financial Group, Ltd

Carmel, IN

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Current Employers
Oxford Financial Group, Ltd

11711 North Meridian Street Suite 600, Carmel, IN 46032 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2007-11-28
  • IN RA
    APPROVED
    Since 2007-11-28

Branch Locations

11711 N. Meridian Street Suite 600, Carmel, IN 46032 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Oxford Financial Group, Ltd Carmel IN 07/2007 Present
Other Businesses

AAA, which includes AAA Hoosier Motor Club, Hoosier Motor Mutual Insurance Company, and Hoosier Motor Club Insurance Agency; Board of Directors and Vice Chair Emeritus. Mr. Davis does receive compensation for this.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2007-11-21
  • S65 Uniform Investment Adviser Law Examination
    2007-11-21
Designations
Other Names
  • Rick Davis

View on SEC IAPD

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DAVID STEWART LANE WEIR
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BRYAN DAVID KLEMM
TODD ALAN BIEBERICH

Other Offices

VALIC FINANCIAL ADVISORS, INC. · CARMEL, IN
OPPENHEIMER ASSET MANAGEMENT · CARMEL, IN
ONEAMERICA SECURITIES, INC. · CARMEL, IN
LPL FINANCIAL LLC · CARMEL, IN
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Carmel, IN
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · CARMEL, IN
STATE FARM INVESTMENT MANAGEMENT CORP. · Carmel, IN
WILLIAMSON LEGACY GROUP, LLC · Carmel, IN

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