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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2016-07-07 |
| NJ | RA | APPROVED | 2014-01-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner And Smith Incorporated | Red Bank | NJ | 06/2013 | Present |
| Bank Of America, N.A. | Red Bank | NJ | 03/2014 | Present |
I*122634 For profit or not for profit: Non-Profit Organization Name of outside business organization: Count Basie Center for the Arts Investment related: N Address of business: Red Bank, New Jersey 07701 Nature of business: Charitable Organization, Position, title, association: Participant, Start date of relationship: 3/1/2019 Number of hours devoted: 60 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: Evaluator for the Basie Awards, a program sponsored by Bank of America. Every year, the Basie s Education department forms an evaluation committee of theater lovers, performers and educators, who then attend and score upwards to 50 local productions.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-12-21 |
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