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Alfred Leong

Ameriprise Financial Services, LLC

New York, NY

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-06-10
NY RA APPROVED 2025-04-02
  • TX RA
    APPROVED_RES
    Since 2025-06-10
  • NY RA
    APPROVED
    Since 2025-04-02

Branch Locations

530 5Th Ave 10Th Floor, New York, NY 10036 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services Llc New York NY 05/2018 03/2025
Hsbc New York NY 09/2016 05/2018
Unemployed New York NY 04/2016 09/2016
Ameriprise Financial Services, Llc New York NY 03/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-05-11
  • S66 Uniform Combined State Law Examination
    2019-05-11

View on SEC IAPD

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