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Current Employers
Independent Financial Group, Llc

12671 High Bluff Dr Suite 200, San Diego, CA 92130 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-06
TX RA APPROVED_RES 2020-05-28
  • CA RA
    APPROVED
    Since 2025-01-06
  • TX RA
    APPROVED_RES
    Since 2020-05-28

Branch Locations

1880 Santa Barbara Avenue Suite 220, San Luis Obispo, CA 93401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
First Allied Securities, Inc. San Diego CA 06/2005 09/2017
First Allied Advisory Services, Inc. Chesterfield MO 07/2012 09/2017
The Thom Group San Luis Obispo CA 07/2013 Present
Independent Financial Group San Luis Obispo CA 09/2017 Present
  • 06/2005 → 09/2017
    First Allied Securities, Inc.
    San Diego, CA
  • 07/2012 → 09/2017
    First Allied Advisory Services, Inc.
    Chesterfield, MO
  • 07/2013 → Present
    The Thom Group
    San Luis Obispo, CA
  • 09/2017 → Present
    Independent Financial Group
    San Luis Obispo, CA
Previous Registrations
  • 2013-07-09 → 2017-11-15
    The Thom Group
    San Luis Obispo, CA
  • 2012-07-02 → 2017-09-20
    First Allied Advisory Services, Inc.
    San Luis Obispo, CA
    Grover Beach, CA
  • 2011-12-05 → 2012-07-02
    First Allied Securities, Inc.
    Grover Beach, CA
    San Luis Obispo, CA
    Arroyo Grande, CA
    San Luis Obisbo, CA
Other Businesses

(1) THE THOM GROUP POSITION: Employee NATURE: DBA Name for Marketing Purposes Only INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 03/01/2001 ADDRESS: 1457 Marsh Street #200, San Luis Obispo CA 93401, United States DESCRIPTION: REGISTERED REPRESENTATIVE OF DBA USED FOR MARKETING PURPOSES (2) INSURANCE POSITION: Independent Contractor NATURE: Insurance outside of IFG INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 02/03/2003 ADDRESS: 1457 Marsh Street #200, San Luis Obispo CA 93401, United States DESCRIPTION: Insurance agent offering various types of insurance products

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-12
S63 Uniform Securities Agent State Law Examination 2006-06-22
  • S66 Uniform Combined State Law Examination
    2011-09-12
  • S63 Uniform Securities Agent State Law Examination
    2006-06-22
Other Names
  • Stacy M Stanek
  • Stacey M Stanek
  • Stacey M Fairbanks
  • Stacey M Fairbanks
  • Stacey M Stanek
  • Stacey M Stanek-Byers

View on SEC IAPD

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