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David Nicholas Nelson

Wells Fargo Clearing Services, LLC

El Dorado Hills, CA

CRD 5439167

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Employer firm

Wells Fargo Clearing Services, LLC CRD 19616

$671B regulatory AUM 5,302 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-10
CA RA APPROVED 2018-02-08
  • TX RA
    APPROVED
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2018-02-08

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roseville CA 03/2016 10/2017
Wells Fargo Clearing Services, Llc Roseville CA 02/2018 Present
Unemployed Folsom CA 11/2017 01/2018
  • 03/2016 → 10/2017
    Wells Fargo Advisors, Llc
    Roseville, CA
  • 02/2018 → Present
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 11/2017 → 01/2018
    Unemployed
    Folsom, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Other Names
  • David N Nelson

View on SEC IAPD

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