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David Nicholas Nelson

Wells Fargo Clearing Services, LLC

El Dorado Hills, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-05-10
CA RA APPROVED 2018-02-08
  • TX RA
    APPROVED
    Since 2018-05-10
  • CA RA
    APPROVED
    Since 2018-02-08

Branch Locations

4364 Town Center Blvd Ste 220, El Dorado Hills, CA 95762 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Roseville CA 03/2016 10/2017
Wells Fargo Clearing Services, Llc Roseville CA 02/2018 Present
Unemployed Folsom CA 11/2017 01/2018
  • 03/2016 → 10/2017
    Wells Fargo Advisors, Llc
    Roseville, CA
  • 02/2018 → Present
    Wells Fargo Clearing Services, Llc
    Roseville, CA
  • 11/2017 → 01/2018
    Unemployed
    Folsom, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-15
  • S66 Uniform Combined State Law Examination
    2017-12-15
Other Names
  • David N Nelson

View on SEC IAPD

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ARROWROOT FAMILY OFFICE, LLC · EL DORADO HILLS, CA
LIFEWORKS ADVISORS, LLC · EL DORADO HILLS, CA
ROSSI FINANCIAL GROUP · EL DORADO HILLS, CA
BRIDGEVIEW CAPITAL ADVISORS, INC. · EL DORADO HILLS, CA
GOLDENSTONE WEALTH MANAGEMENT · EL DORADO HILLS, CA
THRIVE FINANCIAL PLANNING · EL DORADO HILLS, CA
BELLWETHER CAPITAL MANAGEMENT LLC · El Dorado Hills, CA
LPL FINANCIAL LLC · EL DORADO HILLS, CA

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