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Mark Vincent Stutzman

Morgan Stanley

Denver, CO

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-09-05
TX RA APPROVED 2023-09-05
  • CO RA
    APPROVED
    Since 2023-09-05
  • TX RA
    APPROVED
    Since 2023-09-05

Branch Locations

250 Fillmore Street Suite 104, Denver, CO 80206 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
E*Trade Securities Llc Denver CO 07/2001 06/2020
E*Trade Capital Management Llc Denver CO 08/2009 06/2020
E*Trade Securities Llc Centennial CO 06/2020 11/2020
E*Trade Capital Management, Llc Centennial CO 06/2020 11/2020
E*Trade Securities Llc Greenwood Village CO 11/2020 09/2023
E*Trade Capital Management Llc Greenwood Village CO 11/2020 09/2023
Morgan Stanley Greenwood Village CO 01/2023 09/2023
Morgan Stanley Denver CO 09/2023 Present
  • 07/2001 → 06/2020
    E*Trade Securities Llc
    Denver, CO
  • 08/2009 → 06/2020
    E*Trade Capital Management Llc
    Denver, CO
  • 06/2020 → 11/2020
    E*Trade Securities Llc
    Centennial, CO
  • 06/2020 → 11/2020
    E*Trade Capital Management, Llc
    Centennial, CO
  • 11/2020 → 09/2023
    E*Trade Securities Llc
    Greenwood Village, CO
  • 11/2020 → 09/2023
    E*Trade Capital Management Llc
    Greenwood Village, CO
  • 01/2023 → 09/2023
    Greenwood Village, CO
  • 09/2023 → Present
    Denver, CO
Previous Registrations
  • 2009-08-19 → 2023-09-05
    Harrisdirect Llc
    Arlington, VA
    Denver, CO
    Denver, CO
    Centennial, CO
    Denver, CO
    Greenwood Village, CO
Other Businesses

*622102-  Self; Investment related-No; Nathrop, Colorado; Art/Culture; Voiceover Actor(proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 5; Labor/Service *676542- Entity not formed yet but will likely form an LLC to separate owner from business.; Investment related: Yes; Nathrop, Colorado; Real Estate; Officer, Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-08-18
S65 Uniform Investment Adviser Law Examination 2002-10-01
S63 Uniform Securities Agent State Law Examination 2001-09-27
  • S66 Uniform Combined State Law Examination
    2009-08-18
  • S65 Uniform Investment Adviser Law Examination
    2002-10-01
  • S63 Uniform Securities Agent State Law Examination
    2001-09-27

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