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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-09-05 |
| TX | RA | APPROVED | 2023-09-05 |
Branch Locations
250 Fillmore Street Suite 104, Denver, CO 80206 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| E*Trade Securities Llc | Denver | CO | 07/2001 | 06/2020 |
| E*Trade Capital Management Llc | Denver | CO | 08/2009 | 06/2020 |
| E*Trade Securities Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Capital Management, Llc | Centennial | CO | 06/2020 | 11/2020 |
| E*Trade Securities Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| E*Trade Capital Management Llc | Greenwood Village | CO | 11/2020 | 09/2023 |
| Morgan Stanley | Greenwood Village | CO | 01/2023 | 09/2023 |
| Morgan Stanley | Denver | CO | 09/2023 | Present |
*622102- Self; Investment related-No; Nathrop, Colorado; Art/Culture; Voiceover Actor(proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 5; Labor/Service *676542- Entity not formed yet but will likely form an LLC to separate owner from business.; Investment related: Yes; Nathrop, Colorado; Real Estate; Officer, Partner (proprietor, partner, officer, director, employee, trustee, agent); 01/2026; During business hours: 0; After business hours: 2; Check Signing/Funds Disbursements
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-18 |
| S65 | Uniform Investment Adviser Law Examination | 2002-10-01 |
| S63 | Uniform Securities Agent State Law Examination | 2001-09-27 |
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