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Richard Ray Rainforth

Commonwealth Financial Network

West Des Moines, IA

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Current Employers
Commonwealth Financial Network

275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-03-23
IA RA APPROVED 2022-02-17
  • TX RA
    APPROVED_RES
    Since 2026-03-23
  • IA RA
    APPROVED
    Since 2022-02-17

Branch Locations

875 S 50Th St, West Des Moines, IA 50265 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
New York Life Securities, Llc West Des Moines IA 03/2000 02/2022
New York Life West Des Moines IA 03/2000 02/2022
Eagle Strategies Corp. West Des Moines IA 02/2008 02/2022
Hanson & Rainforth Financial Group West Des Moines IA 10/2008 03/2019
R2 Financial Strategies West Des Moines IA 05/2014 Present
Generation Strategies, Llc West Des Moines IA 11/2018 02/2022
Commonwealth Financial Network San Diego CA 02/2022 12/2023
Commonwealth Financial Network San Diego CA 01/2024 Present
  • 03/2000 → 02/2022
    New York Life Securities, Llc
    West Des Moines, IA
  • 03/2000 → 02/2022
    New York Life
    West Des Moines, IA
  • 02/2008 → 02/2022
    Eagle Strategies Corp.
    West Des Moines, IA
  • 10/2008 → 03/2019
    Hanson & Rainforth Financial Group
    West Des Moines, IA
  • 05/2014 → Present
    R2 Financial Strategies
    West Des Moines, IA
  • 11/2018 → 02/2022
    Generation Strategies, Llc
    West Des Moines, IA
  • 02/2022 → 12/2023
    San Diego, CA
  • 01/2024 → Present
    San Diego, CA
Previous Registrations
Other Businesses

1. Subleasing office space; as of 07/20/2015; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of March, 2019; 15% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-Owner, R2 Financial Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 02/17/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Rainforth Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/09/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 5. Co-owner, R2 Holdings, LLC, an entity created for the purpose of buying & managing commercial real estate in West Des Moines, IA; as of 02/25/2022; 1% of time spent during business hours; Conducted at branch; Investment related.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-06-20
S63 Uniform Securities Agent State Law Examination 2000-04-04
  • S65 Uniform Investment Adviser Law Examination
    2008-06-20
  • S63 Uniform Securities Agent State Law Examination
    2000-04-04
Designations

View on SEC IAPD

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