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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-03-23 |
| IA | RA | APPROVED | 2022-02-17 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New York Life Securities, Llc | West Des Moines | IA | 03/2000 | 02/2022 |
| New York Life | West Des Moines | IA | 03/2000 | 02/2022 |
| Eagle Strategies Corp. | West Des Moines | IA | 02/2008 | 02/2022 |
| Hanson & Rainforth Financial Group | West Des Moines | IA | 10/2008 | 03/2019 |
| R2 Financial Strategies | West Des Moines | IA | 05/2014 | Present |
| Generation Strategies, Llc | West Des Moines | IA | 11/2018 | 02/2022 |
| Commonwealth Financial Network | San Diego | CA | 02/2022 | 12/2023 |
| Commonwealth Financial Network | San Diego | CA | 01/2024 | Present |
1. Subleasing office space; as of 07/20/2015; 1% of time spent during business hours; Conducted at branch location; Investment related. 2. Fixed insurance sales; as of March, 2019; 15% of time spent during business hours; Conducted at branch location; Investment related. 3. Co-Owner, R2 Financial Strategies, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 02/17/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 4. Owner, Rainforth Financial, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/09/2022; 1% of time spent during business hours; Conducted at branch; Investment related. 5. Co-owner, R2 Holdings, LLC, an entity created for the purpose of buying & managing commercial real estate in West Des Moines, IA; as of 02/25/2022; 1% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-06-20 |
| S63 | Uniform Securities Agent State Law Examination | 2000-04-04 |
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