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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-05-03 |
| TX | RA | APPROVED | 2020-12-11 |
| PA | RA | APPROVED | 2020-11-24 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Chase Bank Na | New York | NY | 03/2009 | 03/2020 |
| J.P. Morgan Securities Llc | New York | NY | 10/2012 | 03/2020 |
| Jp Morgan Securities Llc | Whitehall | PA | 03/2020 | 11/2020 |
| Jp Morgan Chase Bank Na | Whitehall | PA | 03/2020 | 11/2020 |
| Jp Morgan Chase Bank, N.A. | New York | NY | 11/2020 | Present |
| Jp Morgan Securities Llc | New York | NY | 11/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-05 |
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