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200 Park Avenue, New York, NY 10166 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2021-09-02 |
| PA | RA | APPROVED | 2009-09-07 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pershing Llc | Philadelphia | PA | 09/2011 | Present |
| Lockwood Advisors, Inc. | Philadelphia | NJ | 09/2011 | 06/2023 |
| Bny Mellon Advisors, Inc. | Pennington | NJ | 06/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-09-04 |
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